EE CISCA Investment Compliance Manager

Location: Cape Town CBD

Salary: Market related

Come lead compliance in a high-performing financial services environment where your expertise truly shapes business decisions.

Is this you?

You’re a hands-on compliance professional who thrives in a fast-paced, high-accountability environment. You bring strong leadership capability, a sharp eye for detail, and a practical approach to interpreting regulation. You’re confident engaging stakeholders, enjoy solving complex problems, and are passionate about building a strong compliance culture.

What you’ll be doing (and why you’ll enjoy it)

You’ll lead the day-to-day execution of compliance activities across the business, ensuring adherence to key regulatory frameworks including FAIS, FICA, CISCA and related legislation. From overseeing AML and CFT processes to driving compliance monitoring plans, you’ll identify risks, close gaps, and implement effective controls. You’ll oversee and develop a team, guide stakeholders with practical advice, and contribute to policy development, reporting, and governance. This role offers the opportunity to influence business decisions while embedding compliance into operations in a meaningful way.

Where you’ll be doing it

Our client is a forward-thinking financial services firm operating at the intersection of investment management and technology. Known for its innovative approach and strong market presence, the organisation offers a collaborative, performance-driven culture where individuals are empowered to take ownership, think independently, and contribute to continuous improvement. You’ll be fully office based in magnificent offices in Cape Town CBD

What you’ll need

You’ll hold a relevant tertiary degree in Law, Compliance, Risk or Finance, with at least 5 years’ experience in financial services doing compliance. Strong working knowledge of FAIS, FICA, CISCA and related regulations is essential, along with proven experience in AML implementation. Leadership experience and the ability to translate regulation into practical business processes are key, with experience as a MLCO advantageous.

What you’ll get

You’ll join a dynamic, high-performing environment that values innovation, ownership, and professional growth, with exposure to senior stakeholders and strategic initiatives.

How to apply

For a confidential discussion please contact Claudette on (021) 035 1432 or send your CV to c.dupreez@thetalentexperts.co.za – We appreciate that your CV might not be fully up to date. No problem, just send us what you have. We do respond to everyone! Just give us a few days to work through your application.

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